Search results for: mifid

By Paul Burleton Posted on 03/03/2017

Once again the regulatory agenda dominates the agenda for our customers. The volume and pace of regulatory change is at an unprecedented level and this is set to continue in ...

By Francis Cook Posted on 09/02/2017

I last wrote about Brexit just prior to the referendum, and with the start of a new year, Article 50 voting in the House of Commons and a new President ...

By Nick Nicholls Posted on 27/09/2016

The next draft of the Securities Finance Transaction Reporting (SFTR) regulation is due soon. Given the responses to the consultation document, it is unlikely to be the final draft. On ...

By Ugo Okonkwo Posted on 02/05/2016

Information technology is increasingly pervading every aspect of our lives. While data and trust have become the currencies of today's digital economy, some threat has emerged from the shadows from ...

By Abi Olapade Posted on 27/04/2016

As the effects of the Senior Management Regime (SMR) begin to be felt, GFT regulatory specialist Abi Olapade (Principal Consultant), analyses why senior managers in the UK need sufficient regulatory ...