#Regulations

BCBS239: Do good and improve

BCBS239: Do good and improve

It has now been more than three years since BIS published their paper back in 2013 in response to the financial crisis, with the snappy title of ‘BCBS239: Principles for ...

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Why SFTR compliance is an opportunity for greater data insight

Why SFTR compliance is an opportunity for greater data insight

The introduction of the Securities Finance Transaction Reporting (SFTR) directive, will give financial institutions an ideal opportunity to consolidate and improve their approach to data management. However, will firms take ...

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Regulatory Transaction Reporting in the Cloud

Regulatory Transaction Reporting in the Cloud

Today, Financial Services companies spend millions of dollars building applications and infrastructure to support regulatory reporting. By November 2019, FINRA will require financial services companies to implement Consolidated Audit Trail ...

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How SFTR compliance creates a new vantage point for firms

How SFTR compliance creates a new vantage point for firms

With the deadline for the Securities Finance Transaction Regulation (SFTR) advancing rapidly (end of 2018), firms need to ensure they have a sustainable and low cost plan for how they ...

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Where next for FX?

Where next for FX?

Regulation is tightening within the banking industry and with the advance of technology, it is becoming more and more challenging for firms to retain acceptable profit margins within their foreign ...

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