Search results for: dodd-frank
Continuing with our three-part opinion series on ‘Maximising the effectiveness of the Chief Data Officer’, Jon Cooke (Specialist in Big Data) takes a look at the options open to CDOs ...
Having recently been voted through the European Parliament, the clock is now ticking on the next phase of the Markets in Financial Instrument Directive (MiFID) II implementation process. The onus ...
As the waves of regulatory compliance have ebbed and flowed over the last few months, many institutions are breathing a somewhat misguided sigh of relief, especially where Dodd-Frank, EMIR and ...
Following a lengthy consultation and drafting period (ongoing since 2011/12), the final Level 1 texts for the Markets in Financial Instruments Directive (MiFID) II and Markets in Financial Instruments Regulation (MiFIR) were approved ...
The securities lending market has been highly regulated for many years with the Bank of England (BoE) overseeing the markets by appointing the Money Brokers as the gate keepers for ...